From the moment
I became involved in the creation of new technologies, their ethical
dimensions have concerned me, but it was only in the autumn of 1998
that I became anxiously aware of how great are the dangers facing us in
the 21st century. I can date the onset of my unease to the day I met
Ray Kurzweil, the deservedly famous inventor of the first reading
machine for the blind and many other amazing things.
Ray and I were
both speakers at George Gilder's Telecosm conference, and I encountered
him by chance in the bar of the hotel after both our sessions were
over. I was sitting with John Searle, a Berkeley philosopher who
studies consciousness. While we were talking, Ray approached and a
conversation began, the subject of which haunts me to this day.
I had missed
Ray's talk and the subsequent panel that Ray and John had been on, and
they now picked right up where they'd left off, with Ray saying that
the rate of improvement of technology was going to accelerate and that
we were going to become robots or fuse with robots or something like
that, and John countering that this couldn't happen, because the robots
couldn't be conscious.
While I had
heard such talk before, I had always felt sentient robots were in the
realm of science fiction. But now, from someone I respected, I was
hearing a strong argument that they were a near-term possibility. I was
taken aback, especially given Ray's proven ability to imagine and
create the future. I already knew that new technologies like genetic
engineering and nanotechnology were giving us the power to remake the
world, but a realistic and imminent scenario for intelligent robots
surprised me.
It's easy to get
jaded about such breakthroughs. We hear in the news almost every day of
some kind of technological or scientific advance. Yet this was no
ordinary prediction. In the hotel bar, Ray gave me a partial preprint
of his then-forthcoming bookThe Age of Spiritual Machines, which
outlined a utopia he foresaw - one in which humans gained near
immortality by becoming one with robotic technology. On reading it, my
sense of unease only intensified; I felt sure he had to be understating
the dangers, understating the probability of a bad outcome along this
path.
I found myself
most troubled by a passage detailing adystopian scenario:
THE NEW LUDDITE CHALLENGE
First let us
postulate that the computer scientists succeed in developing
intelligent machines that can do all things better than human beings
can do them. In that case presumably all work will be done by vast,
highly organized systems of machines and no human effort will be
necessary. Either of two cases might occur. The machines might be
permitted to make all of their own decisions without human oversight,
or else human control over the machines might be retained.
If the machines
are permitted to make all their own decisions, we can't make any
conjectures as to the results, because it is impossible to guess how
such machines might behave. We only point out that the fate of the
human race would be at the mercy of the machines. It might be argued
that the human race would never be foolish enough to hand over all the
power to the machines. But we are suggesting neither that the human
race would voluntarily turn power over to the machines nor that the
machines would willfully seize power. What we do suggest is that the
human race might easily permit itself to drift into a position of such
dependence on the machines that it would have no practical choice but
to accept all of the machines' decisions. As society and the problems
that face it become more and more complex and machines become more and
more intelligent, people will let machines make more of their decisions
for them, simply because machine-made decisions will bring better
results than man-made ones. Eventually a stage may be reached at which
the decisions necessary to keep the system running will be so complex
that human beings will be incapable of making them intelligently. At
that stage the machines will be in effective control. People won't be
able to just turn the machines off, because they will be so dependent
on them that turning them off would amount to suicide.
On the other
hand it is possible that human control over the machines may be
retained. In that case the average man may have control over certain
private machines of his own, such as his car or his personal computer,
but control over large systems of machines will be in the hands of a
tiny elite - just as it is today, but with two differences. Due to
improved techniques the elite will have greater control over the
masses; and because human work will no longer be necessary the masses
will be superfluous, a useless burden on the system. If the elite is
ruthless they may simply decide to exterminate the mass of humanity. If
they are humane they may use propaganda or other psychological or
biological techniques to reduce the birth rate until the mass of
humanity becomes extinct, leaving the world to the elite. Or, if the
elite consists of soft-hearted liberals, they may decide to play the
role of good shepherds to the rest of the human race. They will see to
it that everyone's physical needs are satisfied, that all children are
raised under psychologically hygienic conditions, that everyone has a
wholesome hobby to keep him busy, and that anyone who may become
dissatisfied undergoes "treatment" to cure his "problem." Of course,
life will be so purposeless that people will have to be biologically or
psychologically engineered either to remove their need for the power
process or make them "sublimate" their drive for power into some
harmless hobby. These engineered human beings may be happy in such a
society, but they will most certainly not be free. They will have been
reduced to the status of domestic animals.1
In the book, you
don't discover until you turn the page that the author of this passage
is Theodore Kaczynski - the Unabomber. I am no apologist for Kaczynski.
His bombs killed three people during a 17-year terror campaign and
wounded many others. One of his bombs gravely injured my friend David
Gelernter, one of the most brilliant and visionary computer scientists
of our time. Like many of my colleagues, I felt that I could easily
have been the Unabomber's next target.
Kaczynski's
actions were murderous and, in my view, criminally insane. He is
clearly a Luddite, but simply saying this does not dismiss his
argument; as difficult as it is for me to acknowledge, I saw some merit
in the reasoning in this single passage. I felt compelled to confront
it.
Kaczynski's
dystopian vision describes unintended consequences, a well-known
problem with the design and use of technology, and one that is clearly
related to Murphy's law - "Anything that can go wrong, will."
(Actually, this is Finagle's law, which in itself shows that Finagle
was right.) Our overuse of antibiotics has led to what may be the
biggest such problem so far: the emergence of antibiotic-resistant and
much more dangerous bacteria. Similar things happened when attempts to
eliminate malarial mosquitoes using DDT caused them to acquire DDT
resistance; malarial parasites likewise acquired multi-drug-resistant
genes.2
The cause of
many such surprises seems clear: The systems involved are complex,
involving interaction among and feedback between many parts. Any
changes to such a system will cascade in ways that are difficult to
predict; this is especially true when human actions are involved.
I started
showing friends the Kaczynski quote fromThe Age of Spiritual
Machines; I would hand them Kurzweil's book, let them read the
quote, and then watch their reaction as they discovered who had written
it. At around the same time, I found Hans Moravec's bookRobot: Mere
Machine to Transcendent Mind. Moravec is one of the leaders in
robotics research, and was a founder of the world's largest robotics
research program, at Carnegie Mellon University.Robot gave me
more material to try out on my friends - material surprisingly
supportive of Kaczynski's argument. For example:
The Short Run (Early 2000s)
Biological
species almost never survive encounters with superior competitors. Ten
million years ago, South and North America were separated by a sunken
Panama isthmus. South America, like Australia today, was populated by
marsupial mammals, including pouched equivalents of rats, deers, and
tigers. When the isthmus connecting North and South America rose, it
took only a few thousand years for the northern placental species, with
slightly more effective metabolisms and reproductive and nervous
systems, to displace and eliminate almost all the southern marsupials.
In a completely
free marketplace, superior robots would surely affect humans as North
American placentals affected South American marsupials (and as humans
have affected countless species). Robotic industries would compete
vigorously among themselves for matter, energy, and space, incidentally
driving their price beyond human reach. Unable to afford the
necessities of life, biological humans would be squeezed out of
existence.
There is
probably some breathing room, because we do not live in a completely
free marketplace. Government coerces nonmarket behavior, especially by
collecting taxes. Judiciously applied, governmental coercion could
support human populations in high style on the fruits of robot labor,
perhaps for a long while.
A textbook
dystopia - and Moravec is just getting wound up. He goes on to discuss
how our main job in the 21st century will be "ensuring continued
cooperation from the robot industries" by passing laws decreeing that
they be "nice,"3 and
to describe how seriously dangerous a human can be "once transformed
into an unbounded superintelligent robot." Moravec's view is that the
robots will eventually succeed us - that humans clearly face extinction.
I decided it was
time to talk to my friend Danny Hillis. Danny became famous as the
cofounder of Thinking Machines Corporation, which built a very powerful
parallel supercomputer. Despite my current job title of Chief Scientist
at Sun Microsystems, I am more a computer architect than a scientist,
and I respect Danny's knowledge of the information and physical
sciences more than that of any other single person I know. Danny is
also a highly regarded futurist who thinks long-term - four years ago
he started the Long Now Foundation, which is building a clock designed
to last 10,000 years, in an attempt to draw attention to the pitifully
short attention span of our society. (See "Test of
Time,"Wired 8.03, page 78.)
So I flew to Los
Angeles for the express purpose of having dinner with Danny and his
wife, Pati. I went through my now-familiar routine, trotting out the
ideas and passages that I found so disturbing. Danny's answer -
directed specifically at Kurzweil's scenario of humans merging with
robots - came swiftly, and quite surprised me. He said, simply, that
the changes would come gradually, and that we would get used to them.
But I guess I
wasn't totally surprised. I had seen a quote from Danny in Kurzweil's
book in which he said, "I'm as fond of my body as anyone, but if I can
be 200 with a body of silicon, I'll take it." It seemed that he was at
peace with this process and its attendant risks, while I was not.
While talking
and thinking about Kurzweil, Kaczynski, and Moravec, I suddenly
remembered a novel I had read almost 20 years ago -The White Plague,
by Frank Herbert - in which a molecular biologist is driven insane by
the senseless murder of his family. To seek revenge he constructs and
disseminates a new and highly contagious plague that kills widely but
selectively. (We're lucky Kaczynski was a mathematician, not a
molecular biologist.) I was also reminded of the Borg ofStar Trek,
a hive of partly biological, partly robotic creatures with a strong
destructive streak. Borg-like disasters are a staple of science
fiction, so why hadn't I been more concerned about such robotic
dystopias earlier? Why weren't other people more concerned about these
nightmarish scenarios?
Part of the
answer certainly lies in our attitude toward the new - in our bias
toward instant familiarity and unquestioning acceptance. Accustomed to
living with almost routine scientific breakthroughs, we have yet to
come to terms with the fact that the most compelling 21st-century
technologies - robotics, genetic engineering, and nanotechnology - pose
a different threat than the technologies that have come before.
Specifically, robots, engineered organisms, and nanobots share a
dangerous amplifying factor: They can self-replicate. A bomb is blown
up only once - but one bot can become many, and quickly get out of
control.
Much of my work
over the past 25 years has been on computer networking, where the
sending and receiving of messages creates the opportunity for
out-of-control replication. But while replication in a computer or a
computer network can be a nuisance, at worst it disables a machine or
takes down a network or network service. Uncontrolled self-replication
in these newer technologies runs a much greater risk: a risk of
substantial damage in the physical world.
Each of these
technologies also offers untold promise: The vision of near immortality
that Kurzweil sees in his robot dreams drives us forward; genetic
engineering may soon provide treatments, if not outright cures, for
most diseases; and nanotechnology and nanomedicine can address yet more
ills. Together they could significantly extend our average life span
and improve the quality of our lives. Yet, with each of these
technologies, a sequence of small, individually sensible advances leads
to an accumulation of great power and, concomitantly, great danger.
What was
different in the 20th century? Certainly, the technologies underlying
the weapons of mass destruction (WMD) - nuclear, biological, and
chemical (NBC) - were powerful, and the weapons an enormous threat. But
building nuclear weapons required, at least for a time, access to both
rare - indeed, effectively unavailable - raw materials and highly
protected information; biological and chemical weapons programs also
tended to require large-scale activities.
The 21st-century
technologies - genetics, nanotechnology, and robotics (GNR) - are so
powerful that they can spawn whole new classes of accidents and abuses.
Most dangerously, for the first time, these accidents and abuses are
widely within the reach of individuals or small groups. They will not
require large facilities or rare raw materials. Knowledge alone will
enable the use of them.
Thus we have the
possibility not just of weapons of mass destruction but of
knowledge-enabled mass destruction (KMD), this destructiveness hugely
amplified by the power of self-replication.
I think it is no
exaggeration to say we are on the cusp of the further perfection of
extreme evil, an evil whose possibility spreads well beyond that which
weapons of mass destruction bequeathed to the nation-states, on to a
surprising and terrible empowerment of extreme individuals.
Nothing about
the way I got involved with computers suggested to me that I was going
to be facing these kinds of issues.
My life has been
driven by a deep need to ask questions and find answers. When I was 3,
I was already reading, so my father took me to the elementary school,
where I sat on the principal's lap and read him a story. I started
school early, later skipped a grade, and escaped into books - I was
incredibly motivated to learn. I asked lots of questions, often driving
adults to distraction.
As a teenager I
was very interested in science and technology. I wanted to be a ham
radio operator but didn't have the money to buy the equipment. Ham
radio was the Internet of its time: very addictive, and quite solitary.
Money issues aside, my mother put her foot down - I was not to be a
ham; I was antisocial enough already.
I may not have
had many close friends, but I was awash in ideas. By high school, I had
discovered the great science fiction writers. I remember especially
Heinlein'sHave Spacesuit Will Travel and Asimov's I, Robot,
with its Three Laws of Robotics. I was enchanted by the descriptions of
space travel, and wanted to have a telescope to look at the stars;
since I had no money to buy or make one, I checked books on
telescope-making out of the library and read about making them instead.
I soared in my imagination.
Thursday nights
my parents went bowling, and we kids stayed home alone. It was the
night of Gene Roddenberry's original Star Trek, and the program
made a big impression on me. I came to accept its notion that humans
had a future in space, Western-style, with big heroes and adventures.
Roddenberry's vision of the centuries to come was one with strong moral
values, embodied in codes like the Prime Directive: to not interfere in
the development of less technologically advanced civilizations. This
had an incredible appeal to me; ethical humans, not robots, dominated
this future, and I took Roddenberry's dream as part of my own.
I excelled in
mathematics in high school, and when I went to the University of
Michigan as an undergraduate engineering student I took the advanced
curriculum of the mathematics majors. Solving math problems was an
exciting challenge, but when I discovered computers I found something
much more interesting: a machine into which you could put a program
that attempted to solve a problem, after which the machine quickly
checked the solution. The computer had a clear notion of correct and
incorrect, true and false. Were my ideas correct? The machine could
tell me. This was very seductive.
I was lucky
enough to get a job programming early supercomputers and discovered the
amazing power of large machines to numerically simulate advanced
designs. When I went to graduate school at UC Berkeley in the
mid-1970s, I started staying up late, often all night, inventing new
worlds inside the machines. Solving problems. Writing the code that
argued so strongly to be written.
InThe Agony
and the Ecstasy, Irving Stone's biographical novel of Michelangelo,
Stone described vividly how Michelangelo released the statues from the
stone, "breaking the marble spell," carving from the images in his mind.4 In
my most ecstatic moments, the software in the computer emerged in the
same way. Once I had imagined it in my mind I felt that it was already
there in the machine, waiting to be released. Staying up all night
seemed a small price to pay to free it - to give the ideas concrete
form.
After a few
years at Berkeley I started to send out some of the software I had
written - an instructional Pascal system, Unix utilities, and a text
editor called vi (which is still, to my surprise, widely used more than
20 years later) - to others who had similar small PDP-11 and VAX
minicomputers. These adventures in software eventually turned into the
Berkeley version of the Unix operating system, which became a personal
"success disaster" - so many people wanted it that I never finished my
PhD. Instead I got a job working for Darpa putting Berkeley Unix on the
Internet and fixing it to be reliable and to run large research
applications well. This was all great fun and very rewarding. And,
frankly, I saw no robots here, or anywhere near.
Still, by the
early 1980s, I was drowning. The Unix releases were very successful,
and my little project of one soon had money and some staff, but the
problem at Berkeley was always office space rather than money - there
wasn't room for the help the project needed, so when the other founders
of Sun Microsystems showed up I jumped at the chance to join them. At
Sun, the long hours continued into the early days of workstations and
personal computers, and I have enjoyed participating in the creation of
advanced microprocessor technologies and Internet technologies such as
Java and Jini.
From all this, I
trust it is clear that I am not a Luddite. I have always, rather, had a
strong belief in the value of the scientific search for truth and in
the ability of great engineering to bring material progress. The
Industrial Revolution has immeasurably improved everyone's life over
the last couple hundred years, and I always expected my career to
involve the building of worthwhile solutions to real problems, one
problem at a time.
I have not been
disappointed. My work has had more impact than I had ever hoped for and
has been more widely used than I could have reasonably expected. I have
spent the last 20 years still trying to figure out how to make
computers as reliable as I want them to be (they are not nearly there
yet) and how to make them simple to use (a goal that has met with even
less relative success). Despite some progress, the problems that remain
seem even more daunting.
But while I was
aware of the moral dilemmas surrounding technology's consequences in
fields like weapons research, I did not expect that I would confront
such issues in my own field, or at least not so soon.
Perhaps it is
always hard to see the bigger impact while you are in the vortex of a
change. Failing to understand the consequences of our inventions while
we are in the rapture of discovery and innovation seems to be a common
fault of scientists and technologists; we have long been driven by the
overarching desire to know that is the nature of science's quest, not
stopping to notice that the progress to newer and more powerful
technologies can take on a life of its own.
I have long
realized that the big advances in information technology come not from
the work of computer scientists, computer architects, or electrical
engineers, but from that of physical scientists. The physicists Stephen
Wolfram and Brosl Hasslacher introduced me, in the early 1980s, to
chaos theory and nonlinear systems. In the 1990s, I learned about
complex systems from conversations with Danny Hillis, the biologist
Stuart Kauffman, the Nobel-laureate physicist Murray Gell-Mann, and
others. Most recently, Hasslacher and the electrical engineer and
device physicist Mark Reed have been giving me insight into the
incredible possibilities of molecular electronics.
In my own work,
as codesigner of three microprocessor architectures - SPARC, picoJava,
and MAJC - and as the designer of several implementations thereof, I've
been afforded a deep and firsthand acquaintance with Moore's law. For
decades, Moore's law has correctly predicted the exponential rate of
improvement of semiconductor technology. Until last year I believed
that the rate of advances predicted by Moore's law might continue only
until roughly 2010, when some physical limits would begin to be
reached. It was not obvious to me that a new technology would arrive in
time to keep performance advancing smoothly.
But because of
the recent rapid and radical progress in molecular electronics - where
individual atoms and molecules replace lithographically drawn
transistors - and related nanoscale technologies, we should be able to
meet or exceed the Moore's law rate of progress for another 30 years.
By 2030, we are likely to be able to build machines, in quantity, a
million times as powerful as the personal computers of today -
sufficient to implement the dreams of Kurzweil and Moravec.
As this enormous
computing power is combined with the manipulative advances of the
physical sciences and the new, deep understandings in genetics,
enormous transformative power is being unleashed. These combinations
open up the opportunity to completely redesign the world, for better or
worse: The replicating and evolving processes that have been confined
to the natural world are about to become realms of human endeavor.
In designing
software and microprocessors, I have never had the feeling that I was
designing an intelligent machine. The software and hardware is so
fragile and the capabilities of the machine to "think" so clearly
absent that, even as a possibility, this has always seemed very far in
the future.
But now, with
the prospect of human-level computing power in about 30 years, a new
idea suggests itself: that I may be working to create tools which will
enable the construction of the technology that may replace our species.
How do I feel about this? Very uncomfortable. Having struggled my
entire career to build reliable software systems, it seems to me more
than likely that this future will not work out as well as some people
may imagine. My personal experience suggests we tend to overestimate
our design abilities.
Given the
incredible power of these new technologies, shouldn't we be asking how
we can best coexist with them? And if our own extinction is a likely,
or even possible, outcome of our technological development, shouldn't
we proceed with great caution?
The dream of
robotics is, first, that intelligent machines can do our work for us,
allowing us lives of leisure, restoring us to Eden. Yet in his history
of such ideas,Darwin Among the Machines, George Dyson warns: "In
the game of life and evolution there are three players at the table:
human beings, nature, and machines. I am firmly on the side of nature.
But nature, I suspect, is on the side of the machines." As we have
seen, Moravec agrees, believing we may well not survive the encounter
with the superior robot species.
How soon could
such an intelligent robot be built? The coming advances in computing
power seem to make it possible by 2030. And once an intelligent robot
exists, it is only a small step to a robot species - to an intelligent
robot that can make evolved copies of itself.
A second dream
of robotics is that we will gradually replace ourselves with our
robotic technology, achieving near immortality by downloading our
consciousnesses; it is this process that Danny Hillis thinks we will
gradually get used to and that Ray Kurzweil elegantly details inThe
Age of Spiritual Machines. (We are beginning to see intimations of
this in the implantation of computer devices into the human body, as
illustrated on thecover ofWired
8.02.)
But if we are
downloaded into our technology, what are the chances that we will
thereafter be ourselves or even human? It seems to me far more likely
that a robotic existence would not be like a human one in any sense
that we understand, that the robots would in no sense be our children,
that on this path our humanity may well be lost.
Genetic
engineering promises to revolutionize agriculture by increasing crop
yields while reducing the use of pesticides; to create tens of
thousands of novel species of bacteria, plants, viruses, and animals;
to replace reproduction, or supplement it, with cloning; to create
cures for many diseases, increasing our life span and our quality of
life; and much, much more. We now know with certainty that these
profound changes in the biological sciences are imminent and will
challenge all our notions of what life is.
Technologies
such as human cloning have in particular raised our awareness of the
profound ethical and moral issues we face. If, for example, we were to
reengineer ourselves into several separate and unequal species using
the power of genetic engineering, then we would threaten the notion of
equality that is the very cornerstone of our democracy.
Given the
incredible power of genetic engineering, it's no surprise that there
are significant safety issues in its use. My friend Amory Lovins
recently cowrote, along with Hunter Lovins, an editorial that provides
an ecological view of some of these dangers. Among their concerns: that
"the new botany aligns the development of plants with their economic,
not evolutionary, success." (See "A Tale of
Two Botanies," page 247.)
Amory's long career has been focused on energy and resource efficiency
by taking a whole-system view of human-made systems; such a
whole-system view often finds simple, smart solutions to otherwise
seemingly difficult problems, and is usefully applied here as well.
After reading
the Lovins' editorial, I saw an op-ed by Gregg Easterbrook inThe New
York Times (November 19, 1999) about genetically engineered crops,
under the headline: "Food for the Future: Someday, rice will have
built-in vitamin A. Unless the Luddites win."
Are Amory and
Hunter Lovins Luddites? Certainly not. I believe we all would agree
that golden rice, with its built-in vitamin A, is probably a good
thing, if developed with proper care and respect for the likely dangers
in moving genes across species boundaries.
Awareness of the
dangers inherent in genetic engineering is beginning to grow, as
reflected in the Lovins' editorial. The general public is aware of, and
uneasy about, genetically modified foods, and seems to be rejecting the
notion that such foods should be permitted to be unlabeled.
But genetic
engineering technology is already very far along. As the Lovins note,
the USDA has already approved about 50 genetically engineered crops for
unlimited release; more than half of the world's soybeans and a third
of its corn now contain genes spliced in from other forms of life.
While there are
many important issues here, my own major concern with genetic
engineering is narrower: that it gives the power - whether militarily,
accidentally, or in a deliberate terrorist act - to create a White
Plague.
The many wonders
of nanotechnology were first imagined by the Nobel-laureate physicist
Richard Feynman in a speech he gave in 1959, subsequently published
under the title "There's Plenty of Room at the Bottom." The book that
made a big impression on me, in the mid-'80s, was Eric Drexler'sEngines
of Creation, in which he described beautifully how manipulation of
matter at the atomic level could create a utopian future of abundance,
where just about everything could be made cheaply, and almost any
imaginable disease or physical problem could be solved using
nanotechnology and artificial intelligences.
A subsequent
book,Unbounding the Future: The Nanotechnology Revolution, which
Drexler cowrote, imagines some of the changes that might take place in
a world where we had molecular-level "assemblers." Assemblers could
make possible incredibly low-cost solar power, cures for cancer and the
common cold by augmentation of the human immune system, essentially
complete cleanup of the environment, incredibly inexpensive pocket
supercomputers - in fact, any product would be manufacturable by
assemblers at a cost no greater than that of wood - spaceflight more
accessible than transoceanic travel today, and restoration of extinct
species.
I remember
feeling good about nanotechnology after readingEngines of Creation.
As a technologist, it gave me a sense of calm - that is, nanotechnology
showed us that incredible progress was possible, and indeed perhaps
inevitable. If nanotechnology was our future, then I didn't feel
pressed to solve so many problems in the present. I would get to
Drexler's utopian future in due time; I might as well enjoy life more
in the here and now. It didn't make sense, given his vision, to stay up
all night, all the time.
Drexler's vision
also led to a lot of good fun. I would occasionally get to describe the
wonders of nanotechnology to others who had not heard of it. After
teasing them with all the things Drexler described I would give a
homework assignment of my own: "Use nanotechnology to create a vampire;
for extra credit create an antidote."
With these
wonders came clear dangers, of which I was acutely aware. As I said at
a nanotechnology conference in 1989, "We can't simply do our science
and not worry about these ethical issues."5 But
my subsequent conversations with physicists convinced me that
nanotechnology might not even work - or, at least, it wouldn't work
anytime soon. Shortly thereafter I moved to Colorado, to a skunk works
I had set up, and the focus of my work shifted to software for the
Internet, specifically on ideas that became Java and Jini.
Then, last
summer, Brosl Hasslacher told me that nanoscale molecular electronics
was now practical. This wasnew news, at least to me, and I think
to many people - and it radically changed my opinion about
nanotechnology. It sent me back toEngines of Creation. Rereading
Drexler's work after more than 10 years, I was dismayed to realize how
little I had remembered of its lengthy section called "Dangers and
Hopes," including a discussion of how nanotechnologies can become
"engines of destruction." Indeed, in my rereading of this cautionary
material today, I am struck by how naive some of Drexler's safeguard
proposals seem, and how much greater I judge the dangers to be now than
even he seemed to then. (Having anticipated and described many
technical and political problems with nanotechnology, Drexler started
the Foresight Institute in the late 1980s "to help prepare society for
anticipated advanced technologies" - most important, nanotechnology.)
The enabling
breakthrough to assemblers seems quite likely within the next 20 years.
Molecular electronics - the new subfield of nanotechnology where
individual molecules are circuit elements - should mature quickly and
become enormously lucrative within this decade, causing a large
incremental investment in all nanotechnologies.
Unfortunately,
as with nuclear technology, it is far easier to create destructive uses
for nanotechnology than constructive ones. Nanotechnology has clear
military and terrorist uses, and you need not be suicidal to release a
massively destructive nanotechnological device - such devices can be
built to be selectively destructive, affecting, for example, only a
certain geographical area or a group of people who are genetically
distinct.
An immediate
consequence of the Faustian bargain in obtaining the great power of
nanotechnology is that we run a grave risk - the risk that we might
destroy the biosphere on which all life depends.
As Drexler
explained:
"Plants" with
"leaves" no more efficient than today's solar cells could out-compete
real plants, crowding the biosphere with an inedible foliage. Tough
omnivorous "bacteria" could out-compete real bacteria: They could
spread like blowing pollen, replicate swiftly, and reduce the biosphere
to dust in a matter of days. Dangerous replicators could easily be too
tough, small, and rapidly spreading to stop - at least if we make no
preparation. We have trouble enough controlling viruses and fruit
flies.
Among the
cognoscenti of nanotechnology, this threat has become known as the
"gray goo problem." Though masses of uncontrolled replicators need not
be gray or gooey, the term "gray goo" emphasizes that replicators able
to obliterate life might be less inspiring than a single species of
crabgrass. They might be superior in an evolutionary sense, but this
need not make them valuable.
The gray goo
threat makes one thing perfectly clear: We cannot afford certain kinds
of accidents with replicating assemblers.
Gray goo would
surely be a depressing ending to our human adventure on Earth, far
worse than mere fire or ice, and one that could stem from a simple
laboratory accident.6
Oops.
It is most of
all the power of destructive self-replication in genetics,
nanotechnology, and robotics (GNR) that should give us pause.
Self-replication is the modus operandi of genetic engineering, which
uses the machinery of the cell to replicate its designs, and the prime
danger underlying gray goo in nanotechnology. Stories of run-amok
robots like the Borg, replicating or mutating to escape from the
ethical constraints imposed on them by their creators, are well
established in our science fiction books and movies. It is even
possible that self-replication may be more fundamental than we thought,
and hence harder - or even impossible - to control. A recent article by
Stuart Kauffman inNature titled "Self-Replication: Even Peptides
Do It" discusses the discovery that a 32-amino-acid peptide can
"autocatalyse its own synthesis." We don't know how widespread this
ability is, but Kauffman notes that it may hint at "a route to
self-reproducing molecular systems on a basis far wider than
Watson-Crick base-pairing."7
In truth, we
have had in hand for years clear warnings of the dangers inherent in
widespread knowledge of GNR technologies - of the possibility of
knowledge alone enabling mass destruction. But these warnings haven't
been widely publicized; the public discussions have been clearly
inadequate. There is no profit in publicizing the dangers.
The nuclear,
biological, and chemical (NBC) technologies used in 20th-century
weapons of mass destruction were and are largely military, developed in
government laboratories. In sharp contrast, the 21st-century GNR
technologies have clear commercial uses and are being developed almost
exclusively by corporate enterprises. In this age of triumphant
commercialism, technology - with science as its handmaiden - is
delivering a series of almost magical inventions that are the most
phenomenally lucrative ever seen. We are aggressively pursuing the
promises of these new technologies within the now-unchallenged system
of global capitalism and its manifold financial incentives and
competitive pressures.
This is the
first moment in the history of our planet when any species, by its own
voluntary actions, has become a danger to itself - as well as to vast
numbers of others.
It might be a
familiar progression, transpiring on many worlds - a planet, newly
formed, placidly revolves around its star; life slowly forms; a
kaleidoscopic procession of creatures evolves; intelligence emerges
which, at least up to a point, confers enormous survival value; and
then technology is invented. It dawns on them that there are such
things as laws of Nature, that these laws can be revealed by
experiment, and that knowledge of these laws can be made both to save
and to take lives, both on unprecedented scales. Science, they
recognize, grants immense powers. In a flash, they create
world-altering contrivances. Some planetary civilizations see their way
through, place limits on what may and what must not be done, and safely
pass through the time of perils. Others, not so lucky or so prudent,
perish.
That is Carl
Sagan, writing in 1994, inPale Blue Dot, a book describing his
vision of the human future in space. I am only now realizing how deep
his insight was, and how sorely I miss, and will miss, his voice. For
all its eloquence, Sagan's contribution was not least that of simple
common sense - an attribute that, along with humility, many of the
leading advocates of the 21st-century technologies seem to lack.
I remember from
my childhood that my grandmother was strongly against the overuse of
antibiotics. She had worked since before the first World War as a nurse
and had a commonsense attitude that taking antibiotics, unless they
were absolutely necessary, was bad for you.
It is not that
she was an enemy of progress. She saw much progress in an almost
70-year nursing career; my grandfather, a diabetic, benefited greatly
from the improved treatments that became available in his lifetime. But
she, like many levelheaded people, would probably think it greatly
arrogant for us, now, to be designing a robotic "replacement species,"
when we obviously have so much trouble making relatively simple things
work, and so much trouble managing - or even understanding - ourselves.
I realize now
that she had an awareness of the nature of the order of life, and of
the necessity of living with and respecting that order. With this
respect comes a necessary humility that we, with our early-21st-century
chutzpah, lack at our peril. The commonsense view, grounded in this
respect, is often right, in advance of the scientific evidence. The
clear fragility and inefficiencies of the human-made systems we have
built should give us all pause; the fragility of the systems I have
worked on certainly humbles me.
We should have
learned a lesson from the making of the first atomic bomb and the
resulting arms race. We didn't do well then, and the parallels to our
current situation are troubling.
The effort to
build the first atomic bomb was led by the brilliant physicist J.
Robert Oppenheimer. Oppenheimer was not naturally interested in
politics but became painfully aware of what he perceived as the grave
threat to Western civilization from the Third Reich, a threat surely
grave because of the possibility that Hitler might obtain nuclear
weapons. Energized by this concern, he brought his strong intellect,
passion for physics, and charismatic leadership skills to Los Alamos
and led a rapid and successful effort by an incredible collection of
great minds to quickly invent the bomb.
What is striking
is how this effort continued so naturally after the initial impetus was
removed. In a meeting shortly after V-E Day with some physicists who
felt that perhaps the effort should stop, Oppenheimer argued to
continue. His stated reason seems a bit strange: not because of the
fear of large casualties from an invasion of Japan, but because the
United Nations, which was soon to be formed, should have foreknowledge
of atomic weapons. A more likely reason the project continued is the
momentum that had built up - the first atomic test, Trinity, was nearly
at hand.
We know that in
preparing this first atomic test the physicists proceeded despite a
large number of possible dangers. They were initially worried, based on
a calculation by Edward Teller, that an atomic explosion might set fire
to the atmosphere. A revised calculation reduced the danger of
destroying the world to a three-in-a-million chance. (Teller says he
was later able to dismiss the prospect of atmospheric ignition
entirely.) Oppenheimer, though, was sufficiently concerned about the
result of Trinity that he arranged for a possible evacuation of the
southwest part of the state of New Mexico. And, of course, there was
the clear danger of starting a nuclear arms race.
Within a month
of that first, successful test, two atomic bombs destroyed Hiroshima
and Nagasaki. Some scientists had suggested that the bomb simply be
demonstrated, rather than dropped on Japanese cities - saying that this
would greatly improve the chances for arms control after the war - but
to no avail. With the tragedy of Pearl Harbor still fresh in Americans'
minds, it would have been very difficult for President Truman to order
a demonstration of the weapons rather than use them as he did - the
desire to quickly end the war and save the lives that would have been
lost in any invasion of Japan was very strong. Yet the overriding truth
was probably very simple: As the physicist Freeman Dyson later said,
"The reason that it was dropped was just that nobody had the courage or
the foresight to say no."
It's important
to realize how shocked the physicists were in the aftermath of the
bombing of Hiroshima, on August 6, 1945. They describe a series of
waves of emotion: first, a sense of fulfillment that the bomb worked,
then horror at all the people that had been killed, and then a
convincing feeling that on no account should another bomb be dropped.
Yet of course another bomb was dropped, on Nagasaki, only three days
after the bombing of Hiroshima.
In November
1945, three months after the atomic bombings, Oppenheimer stood firmly
behind the scientific attitude, saying, "It is not possible to be a
scientist unless you believe that the knowledge of the world, and the
power which this gives, is a thing which is of intrinsic value to
humanity, and that you are using it to help in the spread of knowledge
and are willing to take the consequences."
Oppenheimer went
on to work, with others, on the Acheson-Lilienthal report, which, as
Richard Rhodes says in his recent bookVisions of Technology,
"found a way to prevent a clandestine nuclear arms race without
resorting to armed world government"; their suggestion was a form of
relinquishment of nuclear weapons work by nation-states to an
international agency.
This proposal
led to the Baruch Plan, which was submitted to the United Nations in
June 1946 but never adopted (perhaps because, as Rhodes suggests,
Bernard Baruch had "insisted on burdening the plan with conventional
sanctions," thereby inevitably dooming it, even though it would "almost
certainly have been rejected by Stalinist Russia anyway"). Other
efforts to promote sensible steps toward internationalizing nuclear
power to prevent an arms race ran afoul either of US politics and
internal distrust, or distrust by the Soviets. The opportunity to avoid
the arms race was lost, and very quickly.
Two years later,
in 1948, Oppenheimer seemed to have reached another stage in his
thinking, saying, "In some sort of crude sense which no vulgarity, no
humor, no overstatement can quite extinguish, the physicists have known
sin; and this is a knowledge they cannot lose."
In 1949, the
Soviets exploded an atom bomb. By 1955, both the US and the Soviet
Union had tested hydrogen bombs suitable for delivery by aircraft. And
so the nuclear arms race began.
Nearly 20 years
ago, in the documentaryThe Day After Trinity, Freeman Dyson
summarized the scientific attitudes that brought us to the nuclear
precipice:
"I have felt it
myself. The glitter of nuclear weapons. It is irresistible if you come
to them as a scientist. To feel it's there in your hands, to release
this energy that fuels the stars, to let it do your bidding. To perform
these miracles, to lift a million tons of rock into the sky. It is
something that gives people an illusion of illimitable power, and it
is, in some ways, responsible for all our troubles - this, what you
might call technical arrogance, that overcomes people when they see
what they can do with their minds."8
Now, as then, we
are creators of new technologies and stars of the imagined future,
driven - this time by great financial rewards and global competition -
despite the clear dangers, hardly evaluating what it may be like to try
to live in a world that is the realistic outcome of what we are
creating and imagining.
In 1947,The
Bulletin of the Atomic Scientists began putting a Doomsday Clock on
its cover. For more than 50 years, it has shown an estimate of the
relative nuclear danger we have faced, reflecting the changing
international conditions. The hands on the clock have moved 15 times
and today, standing at nine minutes to midnight, reflect continuing and
real danger from nuclear weapons. The recent addition of India and
Pakistan to the list of nuclear powers has increased the threat of
failure of the nonproliferation goal, and this danger was reflected by
moving the hands closer to midnight in 1998.
In our time, how
much danger do we face, not just from nuclear weapons, but from all of
these technologies? How high are the extinction risks?
The philosopher
John Leslie has studied this question and concluded that the risk of
human extinction is at least 30 percent,9
while Ray Kurzweil believes we have "a
better than even chance of
making it through," with the caveat that he has "always been accused of
being an optimist." Not only are these estimates not encouraging, but
they do not include the probability of many horrid outcomes that lie
short of extinction.
Faced with such
assessments, some serious people are already suggesting that we simply
move beyond Earth as quickly as possible. We would colonize the galaxy
using von Neumann probes, which hop from star system to star system,
replicating as they go. This step will almost certainly be necessary 5
billion years from now (or sooner if our solar system is disastrously
impacted by the impending collision of our galaxy with the Andromeda
galaxy within the next 3 billion years), but if we take Kurzweil and
Moravec at their word it might be necessary by the middle of this
century.
What are the
moral implications here? If we must move beyond Earth this quickly in
order for the species to survive, who accepts the responsibility for
the fate of those (most of us, after all) who are left behind? And even
if we scatter to the stars, isn't it likely that we may take our
problems with us or find, later, that they have followed us? The fate
of our species on Earth and our fate in the galaxy seem inextricably
linked.
Another idea is
to erect a series of shields to defend against each of the dangerous
technologies. The Strategic Defense Initiative, proposed by the Reagan
administration, was an attempt to design such a shield against the
threat of a nuclear attack from the Soviet Union. But as Arthur C.
Clarke, who was privy to discussions about the project, observed:
"Though it might be possible, at vast expense, to construct local
defense systems that would 'only' let through a few percent of
ballistic missiles, the much touted idea of a national umbrella was
nonsense. Luis Alvarez, perhaps the greatest experimental physicist of
this century, remarked to me that the advocates of such schemes were
'very bright guys with no common sense.'"
Clarke
continued: "Looking into my often cloudy crystal ball, I suspect that a
total defense might indeed be possible in a century or so. But the
technology involved would produce, as a by-product, weapons so terrible
that no one would bother with anything as primitive as ballistic
missiles." 10
InEngines of
Creation, Eric Drexler proposed that we build an active
nanotechnological shield - a form of immune system for the biosphere -
to defend against dangerous replicators of all kinds that might escape
from laboratories or otherwise be maliciously created. But the shield
he proposed would itself be extremely dangerous - nothing could prevent
it from developing autoimmune problems and attacking the biosphere
itself. 11
Similar
difficulties apply to the construction of shields against robotics and
genetic engineering. These technologies are too powerful to be shielded
against in the time frame of interest; even if it were possible to
implement defensive shields, the side effects of their development
would be at least as dangerous as the technologies we are trying to
protect against.
These
possibilities are all thus either undesirable or unachievable or both.
The only realistic alternative I see is relinquishment: to limit
development of the technologies that are too dangerous, by limiting our
pursuit of certain kinds of knowledge.
Yes, I know,
knowledge is good, as is the search for new truths. We have been
seeking knowledge since ancient times. Aristotle opened his Metaphysics
with the simple statement: "All men by nature desire to know." We have,
as a bedrock value in our society, long agreed on the value of open
access to information, and recognize the problems that arise with
attempts to restrict access to and development of knowledge. In recent
times, we have come to revere scientific knowledge.
But despite the
strong historical precedents, if open access to and unlimited
development of knowledge henceforth puts us all in clear danger of
extinction, then common sense demands that we reexamine even these
basic, long-held beliefs.
It was Nietzsche
who warned us, at the end of the 19th century, not only that God is
dead but that "faith in science, which after all exists undeniably,
cannot owe its origin to a calculus of utility; it must have originated
in spite of the fact that the disutility
and dangerousness of the 'will to truth,' of 'truth at any price' is
proved to it constantly." It is this further danger that we now fully
face - the consequences of our truth-seeking. The truth that science
seeks can certainly be considered a dangerous substitute for God if it
is likely to lead to our extinction.
If we could
agree, as a species, what we wanted, where we were headed, and why,
then we would make our future much less dangerous - then we might
understand what we can and should relinquish. Otherwise, we can easily
imagine an arms race developing over GNR technologies, as it did with
the NBC technologies in the 20th century. This is perhaps the greatest
risk, for once such a race begins, it's very hard to end it. This time
- unlike during the Manhattan Project - we aren't in a war, facing an
implacable enemy that is threatening our civilization; we are driven,
instead, by our habits, our desires, our economic system, and our
competitive need to know.
I believe that
we all wish our course could be determined by our collective values,
ethics, and morals. If we had gained more collective wisdom over the
past few thousand years, then a dialogue to this end would be more
practical, and the incredible powers we are about to unleash would not
be nearly so troubling.
One would think
we might be driven to such a dialogue by our instinct for
self-preservation. Individuals clearly have this desire, yet as a
species our behavior seems to be not in our favor. In dealing with the
nuclear threat, we often spoke dishonestly to ourselves and to each
other, thereby greatly increasing the risks. Whether this was
politically motivated, or because we chose not to think ahead, or
because when faced with such grave threats we acted irrationally out of
fear, I do not know, but it does not bode well.
The new
Pandora's boxes of genetics, nanotechnology, and robotics are almost
open, yet we seem hardly to have noticed. Ideas can't be put back in a
box; unlike uranium or plutonium, they don't need to be mined and
refined, and they can be freely copied. Once they are out, they are
out. Churchill remarked, in a famous left-handed compliment, that the
American people and their leaders "invariably do the right thing, after
they have examined every other alternative." In this case, however, we
must act more presciently, as to do the right thing only at last may be
to lose the chance to do it at all.
As Thoreau said,
"We do not ride on the railroad; it rides upon us"; and this is what we
must fight, in our time. The question is, indeed, Which is to be
master? Will we survive our technologies?
We are being
propelled into this new century with no plan, no control, no brakes.
Have we already gone too far down the path to alter course? I don't
believe so, but we aren't trying yet, and the last chance to assert
control - the fail-safe point - is rapidly approaching. We have our
first pet robots, as well as commercially available genetic engineering
techniques, and our nanoscale techniques are advancing rapidly. While
the development of these technologies proceeds through a number of
steps, it isn't necessarily the case - as happened in the Manhattan
Project and the Trinity test - that the last step in proving a
technology is large and hard. The breakthrough to wild self-replication
in robotics, genetic engineering, or nanotechnology could come
suddenly, reprising the surprise we felt when we learned of the cloning
of a mammal.
And yet I
believe we do have a strong and solid basis for hope. Our attempts to
deal with weapons of mass destruction in the last century provide a
shining example of relinquishment for us to consider: the unilateral US
abandonment, without preconditions, of the development of biological
weapons. This relinquishment stemmed from the realization that while it
would take an enormous effort to create these terrible weapons, they
could from then on easily be duplicated and fall into the hands of
rogue nations or terrorist groups.
The clear
conclusion was that we would create additional threats to ourselves by
pursuing these weapons, and that we would be more secure if we did not
pursue them. We have embodied our relinquishment of biological and
chemical weapons in the 1972 Biological Weapons Convention (BWC) and
the 1993 Chemical Weapons Convention (CWC).12
As for the
continuing sizable threat from nuclear weapons, which we have lived
with now for more than 50 years, the US Senate's recent rejection of
the Comprehensive Test Ban Treaty makes it clear relinquishing nuclear
weapons will not be politically easy. But we have a unique opportunity,
with the end of the Cold War, to avert a multipolar arms race. Building
on the BWC and CWC relinquishments, successful abolition of nuclear
weapons could help us build toward a habit of relinquishing dangerous
technologies. (Actually, by getting rid of all but 100 nuclear weapons
worldwide - roughly the total destructive power of World War II and a
considerably easier task - we could eliminate this extinction threat. 13)
Verifying
relinquishment will be a difficult problem, but not an unsolvable one.
We are fortunate to have already done a lot of relevant work in the
context of the BWC and other treaties. Our major task will be to apply
this to technologies that are naturally much more commercial than
military. The substantial need here is for transparency, as difficulty
of verification is directly proportional to the difficulty of
distinguishing relinquished from legitimate activities.
I frankly
believe that the situation in 1945 was simpler than the one we now
face: The nuclear technologies were reasonably separable into
commercial and military uses, and monitoring was aided by the nature of
atomic tests and the ease with which radioactivity could be measured.
Research on military applications could be performed at national
laboratories such as Los Alamos, with the results kept secret as long
as possible.
The GNR
technologies do not divide clearly into commercial and military uses;
given their potential in the market, it's hard to imagine pursuing them
only in national laboratories. With their widespread commercial
pursuit, enforcing relinquishment will require a verification regime
similar to that for biological weapons, but on an unprecedented scale.
This, inevitably, will raise tensions between our individual privacy
and desire for proprietary information, and the need for verification
to protect us all. We will undoubtedly encounter strong resistance to
this loss of privacy and freedom of action.
Verifying the
relinquishment of certain GNR technologies will have to occur in
cyberspace as well as at physical facilities. The critical issue will
be to make the necessary transparency acceptable in a world of
proprietary information, presumably by providing new forms of
protection for intellectual property.
Verifying
compliance will also require that scientists and engineers adopt a
strong code of ethical conduct, resembling the Hippocratic oath, and
that they have the courage to whistleblow as necessary, even at high
personal cost. This would answer the call - 50 years after Hiroshima -
by the Nobel laureate Hans Bethe, one of the most senior of the
surviving members of the Manhattan Project, that all scientists "cease
and desist from work creating, developing, improving, and manufacturing
nuclear weapons and other weapons of potential mass destruction."14
In the 21st century, this requires vigilance and personal
responsibility by those who would work on both NBC and GNR technologies
to avoid implementing weapons of mass destruction and knowledge-enabled
mass destruction.
Thoreau also
said that we will be "rich in proportion to the number of things which
we can afford to let alone." We each seek to be happy, but it would
seem worthwhile to question whether we need to take such a high risk of
total destruction to gain yet more knowledge and yet more things;
common sense says that there is a limit to our material needs - and
that certain knowledge is too dangerous and is best forgone.
Neither should
we pursue near immortality without considering the costs, without
considering the commensurate increase in the risk of extinction.
Immortality, while perhaps the original, is certainly not the only
possible utopian dream.
I recently had
the good fortune to meet the distinguished author and scholar Jacques
Attali, whose bookLignes d'horizons (Millennium, in the
English translation) helped inspire the Java and Jini approach to the
coming age of pervasive computing, as previously described in this
magazine. In his new bookFraternités, Attali describes
how our dreams of utopia have changed over time:
"At the dawn of
societies, men saw their passage on Earth as nothing more than a
labyrinth of pain, at the end of which stood a door leading, via their
death, to the company of gods and toEternity. With the Hebrews
and then the Greeks, some men dared free themselves from theological
demands and dream of an ideal City whereLiberty would flourish.
Others, noting the evolution of the market society, understood that the
liberty of some would entail the alienation of others, and they soughtEquality."
Jacques helped
me understand how these three different utopian goals exist in tension
in our society today. He goes on to describe a fourth utopia,Fraternity,
whose foundation is altruism. Fraternity alone associates individual
happiness with the happiness of others, affording the promise of
self-sustainment.
This
crystallized for me my problem with Kurzweil's dream. A technological
approach to Eternity - near immortality through robotics - may not be
the most desirable utopia, and its pursuit brings clear dangers. Maybe
we should rethink our utopian choices.
Where can we
look for a new ethical basis to set our course? I have found the ideas
in the book Ethics for the New Millennium, by the Dalai Lama,
to be very helpful. As is perhaps well known but little heeded, the
Dalai Lama argues that the most important thing is for us to conduct
our lives with love and compassion for others, and that our societies
need to develop a stronger notion of universal responsibility and of
our interdependency; he proposes a standard of positive ethical conduct
for individuals and societies that seems consonant with Attali's
Fraternity utopia.
The Dalai Lama
further argues that we must understand what it is that makes people
happy, and acknowledge the strong evidence that neither material
progress nor the pursuit of the power of knowledge is the key - that
there are limits to what science and the scientific pursuit alone can
do.
Our Western
notion of happiness seems to come from the Greeks, who defined it as
"the exercise of vital powers along lines of excellence in a life
affording them scope." 15
Clearly, we need
to find meaningful challenges and sufficient scope in our lives if we
are to be happy in whatever is to come. But I believe we must find
alternative outlets for our creative forces, beyond the culture of
perpetual economic growth; this growth has largely been a blessing for
several hundred years, but it has not brought us unalloyed happiness,
and we must now choose between the pursuit of unrestricted and
undirected growth through science and technology and the clear
accompanying dangers.
It is now more
than a year since my first encounter with Ray Kurzweil and John Searle.
I see around me cause for hope in the voices for caution and
relinquishment and in those people I have discovered who are as
concerned as I am about our current predicament. I feel, too, a
deepened sense of personal responsibility - not for the work I have
already done, but for the work that I might yet do, at the confluence
of the sciences.
But many other
people who know about the dangers still seem strangely silent. When
pressed, they trot out the "this is nothing new" riposte - as if
awareness of what could happen is response enough. They tell me, There
are universities filled with bioethicists who study this stuff all day
long. They say, All this has been written about before, and by experts.
They complain, Your worries and your arguments are already old hat.
I don't know
where these people hide their fear. As an architect of complex systems
I enter this arena as a generalist. But should this diminish my
concerns? I am aware of how much has been written about, talked about,
and lectured about so authoritatively. But does this mean it has
reached people? Does this mean we can discount the dangers before us?
Knowing is not a
rationale for not acting. Can we doubt that knowledge has become a
weapon we wield against ourselves?
The experiences
of the atomic scientists clearly show the need to take personal
responsibility, the danger that things will move too fast, and the way
in which a process can take on a life of its own. We can, as they did,
create insurmountable problems in almost no time flat. We must do more
thinking up front if we are not to be similarly surprised and shocked
by the consequences of our inventions.
My continuing
professional work is on improving the reliability of software. Software
is a tool, and as a toolbuilder I must struggle with the uses to which
the tools I make are put. I have always believed that making software
more reliable, given its many uses, will make the world a safer and
better place; if I were to come to believe the opposite, then I would
be morally obligated to stop this work. I can now imagine such a day
may come.
This all leaves
me not angry but at least a bit melancholic. Henceforth, for me,
progress will be somewhat bittersweet.
Do you remember
the beautiful penultimate scene in Manhattan where Woody Allen is lying
on his couch and talking into a tape recorder? He is writing a short
story about people who are creating unnecessary, neurotic problems for
themselves, because it keeps them from dealing with more unsolvable,
terrifying problems about the universe.
He leads himself
to the question, "Why is life worth living?" and to consider what makes
it worthwhile for him: Groucho Marx, Willie Mays, the second movement
of the Jupiter Symphony, Louis Armstrong's recording of "Potato Head
Blues," Swedish movies, Flaubert's Sentimental Education, Marlon
Brando, Frank Sinatra, the apples and pears by Cézanne, the
crabs at Sam Wo's, and, finally, the showstopper: his love Tracy's face.
Each of us has
our precious things, and as we care for them we locate the essence of
our humanity. In the end, it is because of our great capacity for
caring that I remain optimistic we will confront the dangerous issues
now before us.
My immediate
hope is to participate in a much larger discussion of the issues raised
here, with people from many different backgrounds, in settings not
predisposed to fear or favor technology for its own sake.
As a start, I
have twice raised many of these issues at events sponsored by the Aspen
Institute and have separately proposed that the American Academy of
Arts and Sciences take them up as an extension of its work with the
Pugwash Conferences. (These have been held since 1957 to discuss arms
control, especially of nuclear weapons, and to formulate workable
policies.)
It's unfortunate
that the Pugwash meetings started only well after the nuclear genie was
out of the bottle - roughly 15 years too late. We are also getting a
belated start on seriously addressing the issues around 21st-century
technologies - the prevention of knowledge-enabled mass destruction -
and further delay seems unacceptable.
So I'm still
searching; there are many more things to learn. Whether we are to
succeed or fail, to survive or fall victim to these technologies, is
not yet decided. I'm up late again - it's almost 6 am. I'm trying to
imagine some better answers, to break the spell and free them from the
stone.
1
The passage
Kurzweil quotes is from Kaczynski's Unabomber Manifesto, which was
published jointly, under duress, by
The New York Times and
The
Washington Post
to attempt to bring his campaign of terror
to an
end. I agree with David Gelernter, who said about their decision:
"It was a tough call for the newspapers. To
say yes would be giving in
to terrorism, and for all they knew he was lying anyway. On the other
hand, to say yes might stop the killing. There was also a chance that
someone would read the tract and get a hunch about the author; and that
is exactly what happened. The suspect's brother read it, and it rang a
bell.
"I would have told them not to publish. I'm
glad they didn't ask me. I
guess."
(Drawing Life: Surviving the Unabomber.
Free Press, 1997: 120.)
2
Garrett, Laurie.The Coming Plague: Newly Emerging Diseases in a
World Out of Balance. Penguin, 1994: 47-52, 414, 419, 452.
3
Isaac Asimov
described what became the most famous view of ethical rules for robot
behavior in his bookI, Robot in 1950, in his Three Laws of
Robotics: 1. A robot may not injure a human being, or, through
inaction, allow a human being to come to harm. 2. A robot must obey the
orders given it by human beings, except where such orders would
conflict with the First Law. 3. A robot must protect its own existence,
as long as such protection does not conflict with the First or Second
Law.
4
Michelangelo wrote a sonnet that begins:
Non ha l'
ottimo artista alcun concetto
Ch' un marmo solo in sè non circonscriva
Col suo soverchio; e solo a quello arriva
La man che ubbidisce all' intelleto.
Stone translates
this as:
The best of
artists hath no thought to show
which the rough stone in its superfluous shell
doth not include; to break the marble spell
is all the hand that serves the brain can do.
Stone describes
the process: "He was not working from his drawings or clay models; they
had all been put away. He was carving from the images in his mind. His
eyes and hands knew where every line, curve, mass must emerge, and at
what depth in the heart of the stone to create the low relief."
(The Agony
and the Ecstasy. Doubleday, 1961: 6, 144.)
5
First Foresight
Conference on Nanotechnology in October 1989, a talk titled "The Future
of Computation." Published in Crandall, B. C. and James Lewis, editors.Nanotechnology:
Research and Perspectives. MIT Press, 1992: 269. See alsowww.foresight.org/Conferences/MNT01/Nano1.html.
6
In his 1963 novelCat's Cradle, Kurt Vonnegut imagined a
gray-goo-like accident where a form of ice called ice-nine, which
becomes solid at a much higher temperature, freezes the oceans.
7
Kauffman, Stuart. "Self-replication: Even Peptides Do It." Nature, 382,
August 8, 1996: 496. Seewww.santafe.edu/sfi/People/kauffman/sak-peptides.html.
8
Else, Jon.The
Day After Trinity: J. Robert Oppenheimer and The Atomic Bomb
(available at www.pyramiddirect.com).
9
This estimate is in
Leslie's bookThe End of the World: The Science and Ethics of Human
Extinction, where he notes that the probability of extinction is
substantially higher if we accept Brandon Carter's Doomsday Argument,
which is, briefly, that "we ought to have some reluctance to believe
that we are very exceptionally early, for instance in the earliest
0.001 percent, among all humans who will ever have lived. This would be
some reason for thinking that humankind will not survive for many more
centuries, let alone colonize the galaxy. Carter's doomsday argument
doesn't generate any risk estimates just by itself. It is an argument
forrevising the estimates which we generate when we consider
various possible dangers." (Routledge, 1996: 1, 3, 145.)
10
Clarke, Arthur C.
"Presidents, Experts, and Asteroids."Science, June 5, 1998.
Reprinted as "Science and Society" inGreetings, Carbon-Based Bipeds!
Collected Essays, 1934-1998. St. Martin's Press, 1999: 526.
11
And, as David
Forrest suggests in his paper "Regulating Nanotechnology Development,"
available atwww.foresight.org/NanoRev/Forrest1989.html,
"If we used strict liability as an alternative to regulation it would
be impossible for any developer to internalize the cost of the risk
(destruction of the biosphere), so theoretically the activity of
developing nanotechnology should never be undertaken." Forrest's
analysis leaves us with only government regulation to protect us - not
a comforting thought.
12
Meselson,
Matthew. "The Problem of Biological Weapons." Presentation to the
1,818th Stated Meeting of the American Academy of Arts and Sciences,
January 13, 1999. (minerva.amacad.org/archive/bulletin4.htm)
13
Doty, Paul. "The
Forgotten Menace: Nuclear Weapons Stockpiles Still Represent the
Biggest Threat to Civilization."Nature, 402, December 9, 1999:
583.
14
See also Hans
Bethe's 1997 letter to President Clinton, at www.fas.org/bethecr.htm.
15
Hamilton, Edith.The
Greek Way. W. W. Norton & Co., 1942: 35.